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Shujun Wu

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-25
  • CA RA
    APPROVED
    Since 2025-04-25

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 11/2015 03/2019
Ubs Financial Services, Inc Pasadena CA 04/2025 Present
Ubs Ag Hong Kong 05/2022 03/2025
Unemployed Beijing 03/2019 05/2022
  • 11/2015 → 03/2019
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 04/2025 → Present
    Ubs Financial Services, Inc
    Pasadena, CA
  • 05/2022 → 03/2025
    Ubs Ag
    Hong Kong
  • 03/2019 → 05/2022
    Unemployed
    Beijing
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
  • S66 Uniform Combined State Law Examination
    2025-01-14
Other Names
  • Shujun Wu
  • Michael Shujun Wu
  • Michael Shujun Wu
  • Shujun Wu
  • Michael Wu

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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