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839 Pleasant Street Rear, Brockton, MA 02301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED_RES | 2021-10-21 |
| MA | RA | APPROVED | 1999-08-16 |
Branch Locations
839 Rear Pleasant Street, Brockton, MA 02301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holmes Investment Management, Inc. | Brockton | MA | 11/2002 | Present |
MR. HOLMES, PRESIDENT OF HIM, IS IN HIS INDIVIDUAL CAPACITY A PROFESSOR, TEACHING INVESTMENTS, FINANCE AND ECONOMICS AT VARIOUS UNIVERSITIES IN THE BOSTON, MASSACHUSETTS AREA. APPROXIMATELY 5% OF MR. HOLMES' TIME IS SPENT ON THIS NON-ADVISORY ACTIVITY.
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