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Kevin Lee Williams

Rbc Capital Markets, LLC

South Easton, MA

North Easton, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2014-11-07
TX RA APPROVED_RES 2010-02-19
  • VI RA
    APPROVED
    Since 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2010-02-19

Branch Locations

5 Bristol Drive Suite 2, South Easton, MA 02375-1917 • United States

North Easton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation South Easton MA 03/2008 Present
City National Bank South Easton MA 05/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    South Easton, MA
  • 05/2019 → Present
    City National Bank
    South Easton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-02
S63 Uniform Securities Agent State Law Examination 1986-08-04
  • S66 Uniform Combined State Law Examination
    2006-05-02
  • S63 Uniform Securities Agent State Law Examination
    1986-08-04
Other Names
  • Kevin Williams

View on SEC IAPD

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Other Offices

GREAT OAK CAPITAL PARTNERS, LLC · SOUTH EASTON, MA
FIVE CORNERS FINANCIAL SERVICES · EASTON, MA
HIGHTOWER ADVISORS, LLC · South Easton, MA
COMMONWEALTH FINANCIAL NETWORK · SOUTH EASTON, MA
PFS INVESTMENTS INC. · S EASTON, MA
CLARY FINANCIAL, INC · SO. EASTON, MA
CLARY FINANCIAL, INC · SO. EASTON, MA
BRIGHT FUTURES WEALTH MANAGEMENT, LLC · South Easton, MA

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