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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Beverly | MA | 04/2000 | 11/2024 |
| Prudential Insurance Company Of America | Beverly | MA | 04/2000 | Present |
| Lpl Enterprise, Llc | Brockton | MA | 11/2024 | Present |
1) 03/05/2025- Prudential- Property and Casualty- Agent of record on a dozen or less home owner policies- inv. related- at Brockton, MA- start date 04/17/2000-1hr/mnth-1hr during trading 2) 01/05/2026-Waterview Wealth Management-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 01/12/2026-5hrs/mth-5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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