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Grace Carvalho Harris

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marietta, GA

Hampton, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-28
GA RA APPROVED 2022-02-24
  • TX RA
    APPROVED
    Since 2022-02-28
  • GA RA
    APPROVED
    Since 2022-02-24

Branch Locations

3030 Windy Hill Road, Marietta, GA 30067 • United States

Hampton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Atlanta GA 11/2018 05/2021
Jp Morgan Chase Bank, N.A. Atlanta GA 11/2018 05/2021
Bank Of America, N.A. Houston TX 02/2013 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 02/2013 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 01/2022 Present
Unemployed Atlanta GA 05/2021 01/2022
Previous Registrations
  • 2018-11-19 → 2021-06-07
    J.P. Morgan Securities Llc
    Lilburn, GA
    Buford, GA
    Dacula, GA
    Lawrenceville, GA
    Lilburn, GA
    Lawrenceville, GA
    Snellville, GA
    Atlanta, GA
    Newnan, GA
    Decatur, GA
    Atlanta, GA
    Decatur, GA
    Stone Mountain, GA
    Atlanta, GA
    Mcdonough, GA
    Peachtree City, GA
    Riverdale, GA
    Atlanta, GA
    Conyers, GA
    Atlanta, GA
    Decatur, GA
    Decatur, GA
    Atlanta, GA
    Union City, GA
    Decatur, GA
    Stockbridge, GA
    Fayetteville, GA
    Acworth, GA
    Kennesaw, GA
    Douglasville, GA
    Marietta, GA
    Powder Springs, GA
    Marietta, GA
    Smyrna, GA
    Hiram, GA
    Marietta, GA
    Atlanta, GA
    Lithia Springs, GA
    Atlanta, GA
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
    Chamblee, GA
    Atlanta, GA
    Atlanta, GA
    Sandy Springs, GA
    Atlanta, GA
    Atlanta, GA
    Doraville, GA
    Atlanta, GA
    Athens, GA
    Kennesaw, GA
    Atlanta, GA
    Stone Mountain, GA
    Dacula, GA
    Atlanta, GA
    Savannah, GA
    Atlanta, GA
    East Point, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Acworth, GA
    Atlanta, GA
    Savannah, GA
  • 2011-11-21 → 2018-10-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
    Conroe, TX
    Austin, TX
    Houston, TX
  • 2008-03-28 → 2011-03-21
    Chase Investment Services Corp.
    Pearland, TX
    Friendswood, TX
    Pearland, TX
    Pearland, TX
    Friendswood, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
S63 Uniform Securities Agent State Law Examination 2002-12-04
  • S66 Uniform Combined State Law Examination
    2008-03-25
  • S63 Uniform Securities Agent State Law Examination
    2002-12-04
Other Names
  • Grace Caravalho
  • Grace Carvalho
  • Grace C Harris
  • Grace C. Harris
  • Grace R Carvalho Harris
  • Grace Harris

View on SEC IAPD

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ANOVEST INVESTMENT ADVISORS · MARIETTA, GA
THIRD ACT RETIREMENT PLANNING, INC. · MARIETTA, GA
OSAIC WEALTH, INC. · MARIETTA, GA
WELLS FARGO CLEARING SERVICES, LLC · MARIETTA, GA
EDWARD JONES · Marietta, GA
FIFTH THIRD SECURITIES, INC. · MARIETTA, GA
TRUIST ADVISORY SERVICES, INC. · MARIETTA, GA

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