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Kimberly S Cordone

Wells Fargo Clearing Services, LLC

Columbia, SC

Greenville, SC

Charleston, SC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-09
  • SC RA
    APPROVED
    Since 2023-06-09

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

15 S Main St 3Rd Fl, Greenville, SC 29601 • United States

320 Broad St, Charleston, SC 29401 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Spartanburg SC 07/2007 Present
Wells Fargo Advisors Llc Spartanburg SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Spartanburg SC 11/2016 Present
  • 07/2007 → Present
    Wachovia Bank, N.A.
    Spartanburg, SC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Spartanburg, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Spartanburg, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2003-01-22
  • S66 Uniform Combined State Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2003-01-22
Other Names
  • Kimberly Jean Saverance
  • Kimberly Saverance Christmas
  • Kimberly Price
  • Kimberly Saverance Price

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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