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Joseph D Eubanks

Wells Fargo Clearing Services, LLC

Columbia, SC

Columbia, SC

Bamberg, SC

Lexington, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-03
SC RA APPROVED 2010-03-22
  • TX RA
    APPROVED
    Since 2020-01-03
  • SC RA
    APPROVED
    Since 2010-03-22

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

7305 Two Notch Rd, Columbia, SC 29223 • United States

12157 Heritage Hwy, Bamberg, SC 29003 • United States

5490 Sunset Blvd, Lexington, SC 29072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Columbia SC 04/2001 Present
Wells Fargo Advisors Llc Columbia SC 02/2010 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
  • 04/2001 → Present
    Wachovia Bank, N.A.
    Columbia, SC
  • 02/2010 → 11/2016
    Wells Fargo Advisors Llc
    Columbia, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Columbia, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-07
S63 Uniform Securities Agent State Law Examination 2002-12-12
  • S65 Uniform Investment Adviser Law Examination
    2007-06-07
  • S63 Uniform Securities Agent State Law Examination
    2002-12-12
Other Names
  • Joseph Eubanks
  • Joe Eubanks
  • Joseph D Eubanks
  • Joseph Dickson Eubanks

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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