James K Hu

Current Employers

Employment History

• 06/2013 → 10/2020
  Partnervest Advisory Services, Llc
  Santa Barbara, CA
• 10/2020 → 09/2023
  Creativeone Wealth, Llc
  Leawood, KS
• 08/2013 → Present
  Polaris Financial, Inc.
  Diamond Bar, CA
• 09/2023 → Present
  Mutual Advisors, Llc.
  Omaha, NE

Previous Registrations

• 2020-10-26 → 2023-11-08
  Creativeone Wealth, Llc
  Overland Park, KS
  Diamond Bar, CA
• 2013-06-05 → 2020-11-05
  Partnervest Advisory Services Llc
  Diamond Bar, CA
  Santa Barbara, CA
• 2003-02-04 → 2013-06-05
  Equitable Advisors, Llc
  Hacienda Heights, CA
  City Of Industry, CA
  Diamond Bar, CA

Other Businesses

1. Independent Insurance Agent - Polaris Financial, Inc., Start Date: 2003, 660 N Diamond Bar Blvd., Ste. 128-A, Diamond Bar, CA 91765, S-Corporation, Financial Services, President, As previously discussed and as a licensed health/life insurance professional in California, I currently service some clients' life insurance, annuity and Long Term Care insurance policies/contracts, However, as a Financial Planner, I am qualified to discuss and recommend insurance, Not Investment Related, 0.1 Hour per month, 0.1 Hour per day during trading hours. 2. Montrose Owners Association, Start Date: 10/30/2024, 460 Citrus Union St., Upland, CA 91784, Nonprofit Mutual Benefit Corporation, Nonprofit Home Owners Association, Director, Attend quarterly BOD meetings, help manage the Home Owners Association, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-30

Designations

Other Names

• James K. Hu
• James Hu