Best Investors Account Sign in

Roberto Cortinagonzalezpaz

Ubs Financial Services Inc.

Houston, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-28
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc. New York NY 06/2012 12/2020
J.P. Morgan Chase Bank, Na New York NY 11/2016 12/2020
Alterna Securities Houston TX 04/2021 10/2022
Unemployed Greenwich CT 01/2021 04/2021
Citigroup Houston TX 10/2022 03/2024
Ubs Financial Services, Inc. Houston TX 03/2024 Present
  • 06/2012 → 12/2020
    J.P Morgan Securities Llc.
    New York, NY
  • 11/2016 → 12/2020
    J.P. Morgan Chase Bank, Na
    New York, NY
  • 04/2021 → 10/2022
    Alterna Securities
    Houston, TX
  • 01/2021 → 04/2021
    Unemployed
    Greenwich, CT
  • 10/2022 → 03/2024
    Citigroup
    Houston, TX
  • 03/2024 → Present
    Ubs Financial Services, Inc.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-24
S63 Uniform Securities Agent State Law Examination 2008-02-26
  • S65 Uniform Investment Adviser Law Examination
    2022-03-24
  • S63 Uniform Securities Agent State Law Examination
    2008-02-26
Other Names
  • Roberto Cortina Gonzalez Paz
  • Roberto Cortina

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor