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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED_RES 2007-03-20
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2007-03-20

Branch Locations

670 Albemarle Dr Ste 401, Shreveport, LA 71106 • United States

Keithville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 09/2005 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 113 Sand Valley LaneShreveport, LA 71107, ,; Not Investment-Related; 12/10/2014. Business Ownership; LYTY Real Estate Holdings, LLC; I will be 50% owner with my wife Tara Yelverton as the other 50% owner; Will own my Ameriprise Financial office building and another unit which I am leasing to a tenant.; 670 Albemarle Dr. Unit 401 & 402, , Shreveport, LA, 71106; Investment-Related; 03/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2003-06-19

View on SEC IAPD

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