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100 South Mason Street Suite C, Harrisonburg, VA 22801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-30 |
| VA | RA | APPROVED | 2018-08-31 |
Branch Locations
100 South Mason Street,Suite C, Harrisonburg, VA 22801 • United States
Saint Helena Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lynchburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lynchburg | VA | 11/2016 | 08/2018 |
| Graves-Light Private Wealth Management, Inc. | Harrisonburg | VA | 08/2018 | Present |
ESTATE OF JOHN L. LIGHT FATHER; INV RELATED; HARRISONBURG, VA; START: 3/06/17; 1 HRS/MO; 0 DURING TRADING; EXECUTOR OF MY FATHER'S ESTATE; DISBURSE INHERITANCE PER MY FATHER'S WILL AND HIS ATTORNEY WHICH HAS BEEN COMPLETED; EXECUTOR. TRUST U/W WILLIAM RANDALL LIGHT, II; INV RELATED; HARRISONBURG, VA; START: 3/17/17; TRUSTEE; 1 HRS/MO; 1 DURING TRADING; TRUST FOR MY NEPHEW UNTIL HE IS 30; TRUSTEE. TRUST U/W MADELINE GOBSON LIGHT; INV RELATED; HARRISONBURG, VA; START: 3/17/17; 1 HRS/MO; 1 DURING TRADING; TRUSTEE; TRUST FOR NIECE UNTIL SHE IS 30; TRUSTEE. SPRINGHILL FARM OF VIRGINIA, LLC; INVESTMENT RELATED; HARRISONBURG, VA; 26.6% OWNERSHIP; FAMILY FARM; MEMBER AND MANAGER; START: 10/1/17; 4 HRS/MO; 0 DURING TRADING; DUTIES: GENERAL MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-05 |
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