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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Starnes Financial Group | Granite Falls | NC | 02/2007 | Present |
| Self Employed Insurance Agent | Granite Falls | NC | 12/2002 | Present |
| Sagepoint Financial | Hickory | NC | 12/2014 | 12/2019 |
| Lpl Financial Llc | Hickory | NC | 12/2019 | Present |
1) 12/12/19- Southeast Retirement Planners- DBA for LPL Business (entity for LPL business)- Inv. Related- Hickory, NC -100% 2) 12/12/19- Non-Variable Insurance- Agent for Term Life Insurance and Long Term Care Insurance- Inv. Related- Hickory, NC- start date 1/1/2002-5hrs/mth- 10% 3) 12/12/19-STARNES FINANCIAL GROUP, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Hickory, NC-start date 1/1/2002- 160hrs/mth - 100% 4) 07/13/2026 - Live Now Advisor - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/20/2026 - 60 hours per month/ 30 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-23 |
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