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Matthew Jason Starnes

LPl Financial LLC

Hickory, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-12-12
  • NC RA
    APPROVED
    Since 2019-12-12

Branch Locations

74 8Th Street Se #105, Hickory, NC 28602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starnes Financial Group Granite Falls NC 02/2007 Present
Self Employed Insurance Agent Granite Falls NC 12/2002 Present
Sagepoint Financial Hickory NC 12/2014 12/2019
Lpl Financial Llc Hickory NC 12/2019 Present
  • 02/2007 → Present
    Starnes Financial Group
    Granite Falls, NC
  • 12/2002 → Present
    Self Employed Insurance Agent
    Granite Falls, NC
  • 12/2014 → 12/2019
    Sagepoint Financial
    Hickory, NC
  • 12/2019 → Present
    Hickory, NC
Previous Registrations
  • 2015-01-02 → 2019-12-16
    Osaic Services, Inc.
    Scottsdale, AZ
    Granite Falls, NC
  • 2012-09-25 → 2014-12-23
    First Allied Advisory Services, Inc.
    Cary, NC
Other Businesses

1) 12/12/19- Southeast Retirement Planners- DBA for LPL Business (entity for LPL business)- Inv. Related- Hickory, NC -100% 2) 12/12/19- Non-Variable Insurance- Agent for Term Life Insurance and Long Term Care Insurance- Inv. Related- Hickory, NC- start date 1/1/2002-5hrs/mth- 10% 3) 12/12/19-STARNES FINANCIAL GROUP, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Hickory, NC-start date 1/1/2002- 160hrs/mth - 100% 4) 07/13/2026 - Live Now Advisor - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/20/2026 - 60 hours per month/ 30 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-13
S63 Uniform Securities Agent State Law Examination 2004-11-23
  • S65 Uniform Investment Adviser Law Examination
    2012-09-13
  • S63 Uniform Securities Agent State Law Examination
    2004-11-23

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