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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED 2020-02-06
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2020-02-06

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2002 06/2020
Equitable Advisors, Llc New York NY 11/2002 Present
Other Businesses

1) Community Health Worker Network of Buffalo - Co-Chairperson Non-Investment - Buffalo, NY - 01/2011 - 4 hrs/mth. 2) Community Health Center of Buffalo - Chairman Board of Directors Non-Investment - Buffalo, NY - 04/2012 - 10 hrs/mth. 3) Collaborating On Poverty Elimination WNY - Treasurer Non-Investment - Buffalo, NY - 06/2021 - 2 hrs/mth. 4) Executor & POA of Mother's Estate. 5) CinqCare - Board Member Non-Investment - Buffalo, NY - 01/2026 - 1 hr/mth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-25
  • S66 Uniform Combined State Law Examination
    2003-02-25

View on SEC IAPD

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