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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-09-22
  • NC RA
    APPROVED
    Since 2009-09-22

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Cary, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc Raleigh NC 01/2005 Present
  • 01/2005 → Present
    Capital Investment Group, Inc
    Raleigh, NC
Other Businesses

1. WILLIAM MOORE, OWNER. 633 W CLUB BLVD, DURHAM, NC 27701. DUPLEX PURCHASED AS RESIDENTIAL RENTAL UNITS. STARTED 8/5/2014. NOT INVESTMENT RELATED. 2 HRS/MONTH, 2 HRS DURING NORMAL TRADING HOURS. 2. SUPPLY COST CONSULTANTS. MANAGING MEMBER. 4801 GLENWOOD AVE., STE 200, RALEIGH, NC 27612. CONSULTING ON COMPANY EXPENSE REDUCTION STRATEGIES, VENDOR NEGOTIATIONS AND PRICE NEGOTIATIONS. NOT INVESTMENT RELATED. STARTED 2/1/2020. 10-15 HRS/MONTH. ALL DURING NORMAL TRADING HRS. EDITED 9/2022 TO ADD REFERRALS RELATED TO MORTGAGE SERVICES. 3. WM FINANCIAL, LLC. PRESIDENT. 4801 GLENWOOD AVE, STE 200, RALEIGH, NC 27612. INVESTMENT RELATED BUSINESS INCLUDING INSURANCE SALES AND SERVICE. 40 HRS/WK, 40 DURING NORMAL TRADING HRS. STARTED 2011. 4. ICE GLOBAL CONSULTING. INVESTOR. 10911 RAVEN RIDGE ROAD, STE 103-44, RALEIGH, NC 27614. COMPANY OPERATES AS OUTSOURCED PARTNER TO CLINICAL COMPANIES FOCUSING ON CONTRACT NEGOTIATIONS, BUDGETING AND PAYMENTS BETWEEN CLINICAL SITES AND CLINICAL STUDY COMPANIES. NO ADMINISTRATIVE, NO MANAGERIAL, NO FINANCIAL SERVICES TO ICE GLOBAL CONSULTING. MINORITY OWNERSHIP INTEREST IN PRIVATELY HELD COMPANY CONTROLLED BY FAMILY MEMBER. STARTED 5/2022. 1 HR/WK, 1 HR DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-20
S63 Uniform Securities Agent State Law Examination 2003-01-03
  • S66 Uniform Combined State Law Examination
    2009-07-20
  • S63 Uniform Securities Agent State Law Examination
    2003-01-03

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