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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-09-22 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Cary, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc | Raleigh | NC | 01/2005 | Present |
1. WILLIAM MOORE, OWNER. 633 W CLUB BLVD, DURHAM, NC 27701. DUPLEX PURCHASED AS RESIDENTIAL RENTAL UNITS. STARTED 8/5/2014. NOT INVESTMENT RELATED. 2 HRS/MONTH, 2 HRS DURING NORMAL TRADING HOURS. 2. SUPPLY COST CONSULTANTS. MANAGING MEMBER. 4801 GLENWOOD AVE., STE 200, RALEIGH, NC 27612. CONSULTING ON COMPANY EXPENSE REDUCTION STRATEGIES, VENDOR NEGOTIATIONS AND PRICE NEGOTIATIONS. NOT INVESTMENT RELATED. STARTED 2/1/2020. 10-15 HRS/MONTH. ALL DURING NORMAL TRADING HRS. EDITED 9/2022 TO ADD REFERRALS RELATED TO MORTGAGE SERVICES. 3. WM FINANCIAL, LLC. PRESIDENT. 4801 GLENWOOD AVE, STE 200, RALEIGH, NC 27612. INVESTMENT RELATED BUSINESS INCLUDING INSURANCE SALES AND SERVICE. 40 HRS/WK, 40 DURING NORMAL TRADING HRS. STARTED 2011. 4. ICE GLOBAL CONSULTING. INVESTOR. 10911 RAVEN RIDGE ROAD, STE 103-44, RALEIGH, NC 27614. COMPANY OPERATES AS OUTSOURCED PARTNER TO CLINICAL COMPANIES FOCUSING ON CONTRACT NEGOTIATIONS, BUDGETING AND PAYMENTS BETWEEN CLINICAL SITES AND CLINICAL STUDY COMPANIES. NO ADMINISTRATIVE, NO MANAGERIAL, NO FINANCIAL SERVICES TO ICE GLOBAL CONSULTING. MINORITY OWNERSHIP INTEREST IN PRIVATELY HELD COMPANY CONTROLLED BY FAMILY MEMBER. STARTED 5/2022. 1 HR/WK, 1 HR DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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