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Erica Mongello Anastos

Raymond James & Associates, Inc.

New York, NY

Yorktown Heights, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-09
  • NY RA
    APPROVED
    Since 2022-03-09

Branch Locations

320 Park Ave., Fl 14, New York, NY 10022 • United States

Yorktown Heights, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 03/2014 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Previous Registrations
  • 2009-10-20 → 2014-04-14
    Barclays Capital Inc.
    New York, NY
  • 2008-04-01 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-01
S66 Uniform Combined State Law Examination 2009-10-17
S63 Uniform Securities Agent State Law Examination 2004-07-23
  • S65 Uniform Investment Adviser Law Examination
    2022-03-01
  • S66 Uniform Combined State Law Examination
    2009-10-17
  • S63 Uniform Securities Agent State Law Examination
    2004-07-23
Other Names
  • Erica Mongello Anastos
  • Erica Ann Anastos
  • Erica Mongello
  • Erica Ann Mongello

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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