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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| NV | RA | APPROVED | 2022-07-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Las Vegas | NV | 12/2015 | 11/2016 |
| Financial Engines Advisors L.L.C. | Las Vegas | NV | 11/2016 | 06/2022 |
| Lpl Financial Llc | Las Vegas | NV | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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