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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-10-11 |
Branch Locations
3222 Kimball Ave. Suite A, Waterloo, IA 50702 • United States
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Waterloo | IA | 02/2007 | 10/2016 |
| Nations Financial Group, Inc. | Waterloo | IA | 10/2016 | Present |
| Bankiowa | Waterloo | IA | 02/2007 | Present |
UNITED LIFE INSURANCE. 200 1ST ST. SE SUITE 1300 CEDAR RAPIDS, IA 52401. IS INVESTMENT-RELATED. NATURE OF BUSINESS IS LIFE AND FIXED ANNUITY SALES. POSITION IS FINANCIAL ADVISOR. STARTED 4/25/23. APPROX 10 HOURS PER MONTH, OF WHICH 10 HOURS IS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SELLING LIFE INSURANCE AND FIXED ANNUITY PRODUCTS// BANKIOWA. LOCATED AT 3222 KIMBALL AVE., SUITE A. WATERLOO, IA 50702. IS INVESTMENT RELATED. NATURE OF BUSINESS IS BANKING AND INVESTMENT RELATED BUSINESS. POSITION IS AN FINANCIAL ADVISOR. STARTED 2/54/2007. APPROX 3 HOURS PER MONTH, OF WHICH 3 HOURS ARE DURING TRADING HOURS. DUTIES INCLUDE INVESTMENT SERVICES.// KW PHOTOGRAPHY. LOCATED AT 1264 MAIN ST. JESUP, IA 50648. IS NOT INVESTMENT RELATED. NATURE OF BUSINESS IS PHOTOGRAPHY. POSITION IS OWNER. START DATE IS 06/14/2025. APPROX 10 HOURS PER MONTH. APPROX 0 HOURS PER MONTH DURING TRADING HOURS. DUTIES INCLUDE PHOTOGRAPHER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-09 |
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