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Matthew Joseph Zima

Equitable Advisors, LLC

Johnstown, PA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-26
  • PA RA
    APPROVED
    Since 2021-07-26

Branch Locations

999 Eisenhower Blvd Suite F, Johnstown, PA 15904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Johnstown PA 10/2016 05/2021
Equitable Advisors, Llc New York NY 07/2021 Present
Ameriserve Financial Services Johnstown PA 10/2016 05/2021
Unemployed Johnstown PA 05/2021 07/2021
  • 10/2016 → 05/2021
    Lpl Financial, Llc
    Johnstown, PA
  • 07/2021 → Present
    Equitable Advisors, Llc
    New York, NY
  • 10/2016 → 05/2021
    Ameriserve Financial Services
    Johnstown, PA
  • 05/2021 → 07/2021
    Unemployed
    Johnstown, PA
Previous Registrations
  • 2016-10-14 → 2021-06-11
    Lpl Financial Llc
    Johnstown, PA
    Johnstown, PA
    Johnstown, PA
    Johnstown, PA
    Derry, PA
    Nanty Glo, PA
    Seward, PA
    Somerset, PA
    Johnstown, PA
    Johnstown, PA
  • 2007-11-05 → 2016-10-21
    Msi Financial Services, Inc.
    Baltimore, MD
    Johnstown, PA
    Johnstown, PA
    Johnstown, PA
    Johnstown, PA
    Johnstown, PA
  • 2004-03-25 → 2005-03-14
    Metlife Investment Fund Services Llc
    Alpharetta, GA
Other Businesses

GBU Financial outside insurance appointments -Fixed Annuity, Term Insurance and whole life Insurance since Oct 2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-19
S63 Uniform Securities Agent State Law Examination 2003-01-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-19
  • S63 Uniform Securities Agent State Law Examination
    2003-01-23
Other Names
  • Matthew Zima

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
INTEGRITY ALLIANCE, LLC.
&PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC

Other Investors

William James Hargreaves
John Floyd Yerger
LAWRENCE THOMAS GIANNONE
Erin Michelle Sotosky
Frederick Hargnett Thomas
Wayne A. Weimer
JENNINGS WYATT MCGRAW
MICHAEL RYAN LESNEY

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Johnstown, PA
LPL FINANCIAL LLC · JOHNSTOWN, PA
INTEGRITY ALLIANCE, LLC. · Johnstown, PA
&PARTNERS · Johnstown, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · JOHNSTOWN, PA
EAGLE STRATEGIES LLC · JOHNSTOWN, PA
LPL FINANCIAL LLC · JOHNSTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Johnstown, PA

More in Johnstown, PA

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