Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-16 |
| NJ | RA | APPROVED | 2024-05-16 |
| NY | RA | APPROVED | 2024-05-16 |
| FL | RA | APPROVED | 2024-02-26 |
| TX | RA | APPROVED_RES | 2024-02-23 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
5100 Town Center Circle, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 05/2016 | 07/2019 |
| Raymond James & Associates | Palm Beach | FL | 07/2019 | 02/2024 |
| J.P. Morgan Securities Llc | Boca Raton | FL | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Boca Raton | FL | 02/2024 | Present |
| Somerset Concierge Llc | Boynton Beach | FL | 02/2023 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-27 |
Reach out to this advisor