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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-12 |
| RI | RA | APPROVED | 2020-06-23 |
| DC | RA | APPROVED | 2020-06-03 |
| IL | RA | APPROVED | 2020-05-13 |
| SC | RA | APPROVED | 2020-05-06 |
| DE | RA | APPROVED | 2020-05-05 |
| ND | RA | APPROVED | 2020-05-04 |
| ME | RA | APPROVED | 2020-05-01 |
| AZ | RA | APPROVED | 2020-04-30 |
| IN | RA | APPROVED | 2020-04-30 |
| KY | RA | APPROVED | 2020-04-30 |
| LA | RA | APPROVED | 2020-04-30 |
| NM | RA | APPROVED | 2020-04-30 |
| OK | RA | APPROVED | 2020-04-30 |
| VA | RA | APPROVED | 2020-04-30 |
| AK | RA | APPROVED | 2020-04-29 |
| TX | RA | APPROVED_RES | 2020-04-29 |
| CT | RA | APPROVED | 2016-09-15 |
Branch Locations
200 Park Avenue, New York, NY 10166 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 3D Asset Management, Inc. | East Hartford | CT | 03/2016 | 08/2016 |
| Voya Investment Management | Windsor | CT | 09/2016 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 09/2016 | Present |
| Voya Investment Management Co. Llc | New York | NY | 09/2016 | Present |
| Bondwell Llc | Fairfield | CT | 06/2024 | Present |
1.) What's Happenin' Media Company, LLC/Non-Investment Related/, West Hartford, CT 06119/Hyper-Local website dedicated to local events/Owner/Start Date: March 2016/Will devote 20 hours per month to this other business/0 hours during securities trading hours/Duties: Capture local town events via social media and share. 2.) BondWell LLC; Not investment related; 44 High Circle Ln, Fairfield, CT 06825; Owner; 06/08/2024 ; 16 hour per month; 0 hours per month during trading hours; Health and wellness platform specializing in providing tools, resources, and coaching to busy professionals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-29 |
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