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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-15 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
150 4Th Avenue North Suite 1410, Nashville, TN 37219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2011 | 09/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2011 | 09/2023 |
| Interocean Capital Group, Llc | Nashville | TN | 10/2023 | 05/2024 |
| Focus Partners Wealth, Llc | Boston | MA | 05/2024 | 08/2025 |
| Focus Partners Wealth, Llc | Boston | MA | 08/2025 | Present |
1) 8651 MERIDIAN CLUB, 110 STONEWAY CLOSE, NASHVILLE, TN, 04/2009, MEMBER, INVESTMENT CLUB, NIR, 4 HR/MO, 0 HR/MO TRADING. 2) BONAVENTURE PLACE HOA, 112 BONAVENTURE PLACE, ASHVILLE, TN, PRESIDENT, HOA, 07/2020, NIR, 1 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-05 |
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