Veronica Rubio

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 03/2021
  Charles Schwab Bank
  Oakland, CA
• 08/2013 → 03/2017
  Charles Schwab & Co., Inc.
  Corte Madera, CA
• 04/2021 → 10/2022
  Mercer Global Advisors, Inc.
  San Francisco, CA
• 10/2022 → Present
  Cerity Partners Llc
  San Francisco, CA

Previous Registrations

• 2021-04-14 → 2022-10-20
  Mercer Global Advisors Inc.
  San Francisco, CA
• 2013-09-09 → 2021-03-23
  Charles Schwab & Co., Inc.
  Corte Madera, CA
  Corte Madera, CA
  San Mateo, CA
  Phoenix, AZ
  Oakland, CA
• 2012-10-01 → 2013-08-08
  J.P. Morgan Securities Llc
  Corte Madera, CA
• 2012-08-02 → 2012-10-01
  Chase Investment Services Corp.
  Corte Madera, CA
• 2010-09-14 → 2012-07-24
  Strategic Advisers Llc
  Walnut Creek, CA
  Berkeley, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-09-13
• S63 Uniform Securities Agent State Law Examination
  2004-03-12

Designations

• Certified Financial Planner