Jon M Ernst

Current Employers

Employment History

• 01/1994 → Present
  David A. Stortz & Assoc., Cpas
  Emmaus, PA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Emmaus, PA

Previous Registrations

• 2017-01-12 → 2018-11-02
  Signator Investors, Inc.
  Boston, MA
  Emmaus, PA

Other Businesses

1. ST ANN CHURCH FINANCE COMMITTEE POSITION: Committee Member NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 415 S. Sixth Street, Emmaus PA 18049, United States DESCRIPTION: Committee Member 2. STORTZ WEALTH STRATEGIES POSITION: Investment Advisor Representative NATURE: Fictitious Name, Sole Proprietorship (nonowner) INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2013 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Sales/marketing of securities and insurance products 3. EAST PENN PROFESSIONAL CENTER LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Partner 4. STORTZ & ASSOCIATES CPAS POSITION: CPA NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1994 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: CPA 5. STORTZ WEALTH STRATEGIES - (FIXED INSURANCE) POSITION: Agent/Producer NATURE: Fictitious Name, Sole Proprietorship (non-owner) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Fixed annuity MYGA products and fixed life insurance products - new sales are through our BGA of Crump Life Insurance Services that flows through the Osaic Wealth, Inc. compensation grid. Fixed annuity MYGA products also sold direct with Delaware Life Insurance Company via the direct relationship established with Osaic Wealth, Inc.Fixed annuity MYGA products - servicing existing policies/contracts, not originally sold through Royal Alliance Associates/Advisor Group or Osaic Wealth, Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-13
• S66 Uniform Combined State Law Examination
  2003-07-10