Beth Vivian Walker

Employer firm

Exceptional Wealth & Family Office CRD 340444

$292M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 08/2019
  Lpl Financial, Llc
  Las Vegas, NV
• 11/2014 → 08/2019
  The Wealth Consulting Group
  Colorado Springs, CO
• 08/2019 → 06/2026
  Cwm, Llc
  Omaha, NE
• 12/1999 → Present
  Nanaimo Llc Dba Center For College Solutions
  Colorado Springs, CO
• 01/2003 → Present
  Beth Walker
  Colorado Springs, CO
• 08/2019 → 04/2022
  Cetera Advisor Networks, Llc
  Colorado Springs, CO
• 08/2019 → 10/2024
  Carson Wealth
  Colorado Springs, CO
• 10/2023 → 06/2026
  Carson Wealth
  Colorado Springs, CO
• 06/2026 → Present
  Exceptional Wealth Family Office
  Colorado Springs, CO

Previous Registrations

• 2019-08-26 → 2026-07-14
  Cwm, Llc
  Colorado Springs, CO
  Omaha, NE
  Colorado Springs, CO
• 2014-11-18 → 2019-09-03
  The Wealth Consulting Group
  Colorado Springs, CO
  Las Vegas, NV
• 2015-01-14 → 2016-02-01
  Lpl Financial Llc
  Colorado Springs, CO
  Las Vegas, NV
  Colorado Springs, CO
• 2008-06-20 → 2014-11-20
  New England Securities
  Colorado Springs, CO
  Las Vegas, NV
  Phoenix, AZ
  Las Vegas, NV
  Las Vegas, NV
• 2003-12-08 → 2008-07-03
  Mml Investors Services, Llc
  Las Vegas, NV
  Las Vegas, NV
• 2001-08-01 → 2003-12-19
  Osaic Fa, Inc.
  Las Vegas, NV

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: NANAIMO LLC DBA CENTER FOR COLLEGE SOLUTIONS INVESTMENT RELATED: NO ADDRESS: 3952 PINE AIR PLACE COLORADO SPRINGS, CO 80908 NATURE OF BUSINESS: COLLEGE SOLUTIONS START DATE: 12/1999 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE COLLEGE PLANNING SERVICES TO STUDENTS NAME OF OTHER BUSINESS: BETH WALKER INVESTMENT RELATED: NO ADDRESS: 3952 PINE AIR PLACE COLORADO SPRINGS, CO 80908 NATURE OF BUSINESS: AUTHOR OF BOOKS START DATE: 2003 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: LESS THAN FOUR APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN FOUR BRIEF DESCRIPTION OF DUTIES: AUTHOR OF BOOKS: AN EMPLOYEE'S GUIDE TO STOCK OPTIONS AND NEVER PAY RETAIL FOR COLLEGE NAME OF OTHER BUSINESS: BETH WALKER INVESTMENT RELATED: NO ADDRESS: 3952 PINE AIR PLACE COLORADO SPRINGS, CO 80908 NATURE OF BUSINESS: TRUSTEE START DATE: 1999 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: LESS THAN ONE APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN ONE BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR IMMEDIATE FAMILY TRUSTS NAME OF OTHER BUSINESS: COLLEGE HERO NATURE OF BUSINESS: COLLEGE PLANNING START DATE: 4/1/2024 POSITION: SENIOR FINANCIAL SPECIALIST APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ASSIST IN DETERMING COLLEGE AFFORDABILITY

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-18
• S65 Uniform Investment Adviser Law Examination
  1998-09-17

Other Names

• Beth A Walker
• Beth Ann Vivian
• Beth Ann Walker