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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-06 |
| WA | RA | APPROVED | 2006-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 02/2006 | Present |
| Bank Of America, N.A. | Tacoma | WA | 06/2011 | Present |
I*42757 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TACOMA, WASHINGTON 98405 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2011 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE AN INVESTMENT PROPERTY. I HAVE HIRED OUT THE DAY-TO-DAY OPERATIONS TO A REAL ESTATE MANAGEMENT COMPANY I*1293260 For profit or not for profit: Entity For Profit Name of outside business organization: 4110 S M ST LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/11/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Real Estate Investment - owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-29 |
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