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Katrina E Walker

Ubs Financial Services Inc.

Columbus, OH

Lancaster, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-02-09
OH RA APPROVED 2007-02-09
  • CA RA
    APPROVED
    Since 2007-02-09
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

Lancaster, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Inc. Dublin OH 08/2005 Present
Ubs Financial Services Inc. Dublin OH 02/2007 Present
Previous Registrations
  • 2005-08-02 → 2007-02-09
    Keybanc Capital Markets Inc.
    Dublin, OH
    Dublin, OH
  • 2005-07-14 → 2005-08-09
    A. G. Edwards & Sons, Inc.
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-08
S63 Uniform Securities Agent State Law Examination 2004-08-26
  • S65 Uniform Investment Adviser Law Examination
    2006-12-08
  • S63 Uniform Securities Agent State Law Examination
    2004-08-26
Other Names
  • Katrina Elizabeth Hardacre
  • Katrina Elizabeth Walker

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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