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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-01
SC RA APPROVED 2017-01-31
  • TX RA
    APPROVED
    Since 2017-02-01
  • SC RA
    APPROVED
    Since 2017-01-31

Branch Locations

40 Calhoun Street Suite 310, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2002 12/2016
Northwestern Mutual Investment Services, Llc Charleston SC 09/2002 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2006 12/2016
Massachusetts Mutual Life Company Charleston SC 12/2016 Present
Mml Investors Services, Llc Charleston SC 01/2017 Present
  • 09/2002 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2002 → 12/2016
    Charleston, SC
  • 03/2006 → 12/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2016 → Present
    Massachusetts Mutual Life Company
    Charleston, SC
  • 01/2017 → Present
    Charleston, SC
Previous Registrations
Other Businesses

(1) NAME: SPW CONSULTING. INV REL: Y ADD: 40 CALHOUN STREET, SUITE 310, CHARLESTON SC 29401 NATURE: OTHER: PROVIDING CONSULTING SERVICES FOR A FEE POSITION: OWNERSHIP. START DATE: 4/3/2017 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 10 (2) NAME: SINGULAR PRIVATE WEALTH. INV REL: Y ADD: 40 CALHOUN STREET, SUITE 310, CHARLESTON, SC 29401. NATURE: NONMMLIA - INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES, OWNERSHIP, AGENT, FIXED INSURANCE PRODUCTS OUTSIDE OF MM. START DATE: 12/13/2016 No. HR/MO: 200 No. HR/MO DURING SEC TRADING: 140. (3) NAME: B. HEATH BEAM INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER - AUTHOR POSITION: AUTHOR START DATE: 03/16/2022 No. HR/MO: 2 No. HR/MO DURING SEC TRADING: 0 (4) NAME: B. HEATH BEAM INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: NONPROFIT POSITION: BOARD MEMBER START DATE: 08/31/2022 No. HR/MO: .5 No. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-08
S63 Uniform Securities Agent State Law Examination 2003-03-01
  • S66 Uniform Combined State Law Examination
    2006-04-08
  • S63 Uniform Securities Agent State Law Examination
    2003-03-01
Designations
Other Names
  • B H Beam
  • B Heath Beam
  • Heath Beam

View on SEC IAPD

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