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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-01 |
| SC | RA | APPROVED | 2017-01-31 |
Branch Locations
40 Calhoun Street Suite 310, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2002 | 12/2016 |
| Northwestern Mutual Investment Services, Llc | Charleston | SC | 09/2002 | 12/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2006 | 12/2016 |
| Massachusetts Mutual Life Company | Charleston | SC | 12/2016 | Present |
| Mml Investors Services, Llc | Charleston | SC | 01/2017 | Present |
(1) NAME: SPW CONSULTING. INV REL: Y ADD: 40 CALHOUN STREET, SUITE 310, CHARLESTON SC 29401 NATURE: OTHER: PROVIDING CONSULTING SERVICES FOR A FEE POSITION: OWNERSHIP. START DATE: 4/3/2017 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 10 (2) NAME: SINGULAR PRIVATE WEALTH. INV REL: Y ADD: 40 CALHOUN STREET, SUITE 310, CHARLESTON, SC 29401. NATURE: NONMMLIA - INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES, OWNERSHIP, AGENT, FIXED INSURANCE PRODUCTS OUTSIDE OF MM. START DATE: 12/13/2016 No. HR/MO: 200 No. HR/MO DURING SEC TRADING: 140. (3) NAME: B. HEATH BEAM INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER - AUTHOR POSITION: AUTHOR START DATE: 03/16/2022 No. HR/MO: 2 No. HR/MO DURING SEC TRADING: 0 (4) NAME: B. HEATH BEAM INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: NONPROFIT POSITION: BOARD MEMBER START DATE: 08/31/2022 No. HR/MO: .5 No. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-01 |
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