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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-07-06 |
Branch Locations
275 S. Main, Bowling Green, OH 43402 • United States
1365 Michigan Ave, Waterville, OH 43566 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Toledo | OH | 03/2004 | Present |
| Fifth Third Securities | Toledo | OH | 06/2004 | Present |
BOWLING GREEN CHAMBER OF COMMERCE - 130 S. MAIN ST., BOWLING GREEN, OH 43402 - NOT INVESTMENT RELATED - BOARD OF DIRECTORS - MEMBER - 3 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
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