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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-07-06
  • OH RA
    APPROVED
    Since 2009-07-06

Branch Locations

275 S. Main, Bowling Green, OH 43402 • United States

1365 Michigan Ave, Waterville, OH 43566 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Toledo OH 03/2004 Present
Fifth Third Securities Toledo OH 06/2004 Present
  • 03/2004 → Present
    Fifth Third Bank
    Toledo, OH
  • 06/2004 → Present
    Fifth Third Securities
    Toledo, OH
Other Businesses

BOWLING GREEN CHAMBER OF COMMERCE - 130 S. MAIN ST., BOWLING GREEN, OH 43402 - NOT INVESTMENT RELATED - BOARD OF DIRECTORS - MEMBER - 3 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-02
  • S66 Uniform Combined State Law Examination
    2009-07-02

View on SEC IAPD

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