Courtney Ayn Burton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-12-20
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2007-02-26

CT RA
APPROVED

Since 2022-12-20
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2007-02-26

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Westport, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2001	Present
Bank Of America, N.A.	New York	NY	09/2009	Present

09/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2009 → Present

Bank Of America, N.A.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-21
S63	Uniform Securities Agent State Law Examination	2000-01-18

S65 Uniform Investment Adviser Law Examination

2001-02-21
S63 Uniform Securities Agent State Law Examination

2000-01-18

Other Names

Courtney A. Burton
Courtney Ayn Abby

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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