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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-18 |
Branch Locations
500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States
Pompano Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Ft. Lauderdale | FL | 06/2009 | 02/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2022 |
| Rbc Capital Markets, Llc | Fort Lauderdale | FL | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 02/2022 |
| City National Bank | Fort Lauderdale | FL | 08/2022 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-21 |
| S66 | Uniform Combined State Law Examination | 2003-03-03 |
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