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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-17 |
| LA | RA | APPROVED | 2012-04-16 |
Branch Locations
6108 Siegen Lane, Suite A, Baton Rouge, LA 70809 • United States
Prairieville, LA • United States
6108 Siegen Lane, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 04/2012 | Present |
1. 6/1/2017 - Ragu Squared, LLC - Not Investment Related - Home Based & 8686 Bluebonnet Blvd Baton Rouge, LA 70810 (Keller Williams Office) - Mortgage/Real Estate Services - Started 04/20/2017 - 30 Hours Per Month/0 Hours During Securities Trading - Clerical work. 2. 8/10/2018 - RRDM Wealth Management Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 08/16/2023 - No Business Name (will establish a LA LLC) - Real Estate Rental - Investment Related - Baton Rouge, LA - Start Date 07/20/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-10 |
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