Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07

Branch Locations

51 E Main St, Smithtown, NY 11787 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Port Jefferson NY 12/2012 01/2019
Kestra Investment Services, Llc Smithtown NY 01/2019 Present
Kestra Advisory Services, Llc Smithtown NY 01/2019 Present
Previous Registrations
  • 2013-01-02 → 2019-02-13
    Long Island City, NY
    Westlake Village, CA
    Smithtown, NY
    Port Jefferson, NY
    Bay Shore, NY
    Boca Raton, FL
    Jacksonville, FL
  • 2008-01-01 → 2013-01-07
    S. Setauket, NY
    Hauppauge, NY
    East Setauket, NY
    Bohemia, NY
    Port Jefferson, NY
Other Businesses

Business Name: JBL Holdings, LLC Investment Related: Yes Address: 5 Shetland Lane saint james NY 11780 Nature of Business: Real Estate Position, Title or Relationship: member Start Date: 6/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: make repairs when needed. Collect rental check and pay mortgageBusiness Name: Main Street Financial Group Investment Related: Yes Address: 51 E Main St Smithtown NY 11787 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: financial advisor, financial servicesBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide Investment and Advisory Services to the public

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-20
S63 Uniform Securities Agent State Law Examination 2002-11-20
  • S65 Uniform Investment Adviser Law Examination
    2007-12-20
  • S63 Uniform Securities Agent State Law Examination
    2002-11-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Smithtown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor