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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-07 |
Branch Locations
51 E Main St, Smithtown, NY 11787 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Port Jefferson | NY | 12/2012 | 01/2019 |
| Kestra Investment Services, Llc | Smithtown | NY | 01/2019 | Present |
| Kestra Advisory Services, Llc | Smithtown | NY | 01/2019 | Present |
Business Name: JBL Holdings, LLC Investment Related: Yes Address: 5 Shetland Lane saint james NY 11780 Nature of Business: Real Estate Position, Title or Relationship: member Start Date: 6/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: make repairs when needed. Collect rental check and pay mortgageBusiness Name: Main Street Financial Group Investment Related: Yes Address: 51 E Main St Smithtown NY 11787 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: financial advisor, financial servicesBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide Investment and Advisory Services to the public
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-20 |
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