Eric Mark Singer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-04
OH	RA	APPROVED	2008-10-31

TX RA
APPROVED_RES

Since 2016-04-04
OH RA
APPROVED

Since 2008-10-31

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

Columbus, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Upper Arlington	OH	10/2008	Present

10/2008 → Present

Ubs Financial Services

Upper Arlington, OH

Previous Registrations

2007-04-02 → 2008-11-03

Morgan Stanley & Co. Llc

Dublin, OH
2002-10-02 → 2007-04-02

Morgan Stanley Dw Inc.

Dublin, OH

Dublin, OH

Other Businesses

BOARD OF DIRECTORS WITH THE ALS ASSOCIATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-16
S63	Uniform Securities Agent State Law Examination	2001-02-09

S65 Uniform Investment Adviser Law Examination

2002-08-16
S63 Uniform Securities Agent State Law Examination

2001-02-09

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews