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James Lee

Citigroup Global Markets Inc.

New York, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
CT RA APPROVED 2007-05-29
NJ RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29
  • NJ RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Fort Lee, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2006-03-22 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-17
S63 Uniform Securities Agent State Law Examination 2003-03-05
  • S65 Uniform Investment Adviser Law Examination
    2006-03-17
  • S63 Uniform Securities Agent State Law Examination
    2003-03-05

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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