Eric Philip Rosenbloom

Employer firm

Alera Investment Advisors, LLC CRD 287906

$5.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → 11/2017
  Minnesota Life
  St. Paul, MN
• 10/2002 → 11/2017
  Securian Financial Services Inc.
  St. Paul, MN
• 01/2015 → Present
  Gcg Financial, Llc
  Deerfield, IL
• 11/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Deerfield, IL

Previous Registrations

• 2003-01-24 → 2017-11-02
  Securian Financial Services, Inc.
  Bannockburn, IL
  Deerfield, IL

Other Businesses

1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;10/2002;40 hrs/month;6.5 hrs during trading;dba 2)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 3)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;10/2002;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 4)Ashar Group;not investment related;1800 Pembrook Dr,Ste 240,Orlando,FL 32810;life settlements;financial advisor with GCG Financial;9/2020;.5 hrs during trading;financial advisor,working with insurance & investments 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;financial advisor;10/30/2002;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 6)ALERA INVESTMENT ADVISORS, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 7)ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 employee of Alera Group. 8)FIXED INSURANCE POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance

Exams

• S66 Uniform Combined State Law Examination
  2002-11-15

Designations

• Chartered Financial Consultant