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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-04 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 10/2002 | 11/2017 |
| Securian Financial Services Inc. | St. Paul | MN | 10/2002 | 11/2017 |
| Gcg Financial, Llc | Deerfield | IL | 01/2015 | Present |
| Triad Advisors, Inc. | Norcross | GA | 11/2017 | 08/2024 |
| Alera Investment Advisors, Llc | Deerfield | IL | 11/2017 | Present |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;10/2002;40 hrs/month;6.5 hrs during trading;dba 2)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 3)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;10/2002;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 4)Ashar Group;not investment related;1800 Pembrook Dr,Ste 240,Orlando,FL 32810;life settlements;financial advisor with GCG Financial;9/2020;.5 hrs during trading;financial advisor,working with insurance & investments 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;financial advisor;10/30/2002;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 6)ALERA INVESTMENT ADVISORS, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 7)ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 employee of Alera Group. 8)FIXED INSURANCE POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-15 |
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