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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-04
  • IL RA
    APPROVED
    Since 2017-11-04

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 10/2002 11/2017
Securian Financial Services Inc. St. Paul MN 10/2002 11/2017
Gcg Financial, Llc Deerfield IL 01/2015 Present
Triad Advisors, Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Deerfield IL 11/2017 Present
Osaic Wealth, Inc. Deerfield IL 08/2024 Present
  • 10/2002 → 11/2017
    Minnesota Life
    St. Paul, MN
  • 10/2002 → 11/2017
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2015 → Present
    Gcg Financial, Llc
    Deerfield, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → Present
    Deerfield, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Deerfield, IL
Previous Registrations
  • 2003-01-24 → 2017-11-02
    Securian Financial Services, Inc.
    Bannockburn, IL
    Deerfield, IL
Other Businesses

1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;10/2002;40 hrs/month;6.5 hrs during trading;dba 2)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 3)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;10/2002;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 4)Ashar Group;not investment related;1800 Pembrook Dr,Ste 240,Orlando,FL 32810;life settlements;financial advisor with GCG Financial;9/2020;.5 hrs during trading;financial advisor,working with insurance & investments 5)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;financial advisor;10/30/2002;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 6)ALERA INVESTMENT ADVISORS, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 7)ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 employee of Alera Group. 8)FIXED INSURANCE POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-15
  • S66 Uniform Combined State Law Examination
    2002-11-15
Designations

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