Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
5528 Eubank Blvd Ne Suite 3, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Albuquerque | NM | 11/2011 | 02/2019 |
| Bbva Compass Insurance Agency Inc | Albuquerque | NM | 03/2019 | 06/2019 |
| Bbva Securities Inc | Albuquerque | NM | 03/2019 | 06/2019 |
| Bbva Wealth Solutions Inc. | Albuquerque | NM | 03/2019 | 06/2019 |
| Allstate Financial Advisors, Llc | Albuquerque | NM | 09/2019 | 11/2021 |
| Allstate Financial Services, Llc | Albuquerque | NM | 09/2019 | 11/2021 |
| Avantax Investment Services, Inc. | Albuquerque | NM | 01/2022 | 09/2025 |
| Avantax Advisory Services | Albuquerque | NM | 01/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Albuquerque | NM | 01/2022 | 09/2025 |
| The Finch Agency Inc. | Albuquerque | NM | 07/2019 | 01/2022 |
| Laguna Fire & Rescue | Laguna | NM | 05/2024 | Present |
| Unm Hospitals | Albuquerque | NM | 03/2025 | Present |
| Unm Hospitals | Albuquerque | NM | 03/2025 | Present |
| Cetera Wealth Services, Llc | Albuquerque | NM | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)UNM HOSPITALS POSITION: Cardiovascular Tech 1 NATURE: I will be assisting Doctors and Nurses in obtaining cardiac (heart issues) tests that will be run on patients who check into the hospital. INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 03/17/2025 ADDRESS: 2211 Lomas Blvd NE, Suite 3, Albuquerque NM 87106, United States DESCRIPTION: Cardiovascular Technician. I will run various tests on patients who are checked into the hospital for procedures and or treatment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-30 |
Reach out to this advisor