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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| CA | RA | APPROVED | 2017-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Diamond Bar | CA | 04/2016 | 09/2016 |
| Mml Investors Services, Llc | Diamond Bar | CA | 06/2016 | 09/2016 |
| Oneamerica Securities | Diamond Bar | CA | 10/2016 | 09/2017 |
| American United Life | Diamond Bar | CA | 08/2016 | 09/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2017 | Present |
| Cetera Investment Advisers Llc | Rowland Heights | CA | 10/2017 | Present |
| Cathay Bank | Rowland Heights | CA | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-23 |
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