Sandra Young Mee Cho

Current Employers

Employment History

• 11/2012 → Present
  San Fernando Valley Resscue Mission
  North Hollywood, CA
• 06/2015 → Present
  Lpl Financial Llc
  Encino, CA
• 06/2016 → Present
  Golden State Wealth Management, Llc
  Encino, CA

Previous Registrations

• 2012-10-01 → 2015-07-07
  J.P. Morgan Securities Llc
  Tarzana, CA
  Tarzana, CA
  Encino, CA
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Encino, CA
  Encino, CA
  Encino, CA
  Tarzana, CA
  Tarzana, CA
• 2006-07-21 → 2009-05-02
  Wamu Investments, Inc.
  Encino, CA
  Tarzana, CA
  Tarzana, CA
  Encino, CA
  Sherman Oaks, CA
  Sherman Oaks, CA
  Encino, CA

Other Businesses

1. 6/26/2015 - GOLDEN STATE WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 6/23/15 - TIME SPENT 100%. 2. 7/28/2015 - GOLDEN STATE WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - STARTWS 6/23/15 - TIME SPENT 100%. 3. 8/26/2015 - POINTWEALTH CAPITAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 08/20/2015 - 40 Hours Per Month During Securities Trading. 4. 2/25/2016 - Golden State Wealth Management, LLC - DBA: Pointwealth Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - STARTED 01/01/2016 - 40 Hours Per Month/30 Hours During Securities Trading. 5. 4/13/2016 - Pointwealth Capital Management - Investment Related - At Reported Business Location(s) - Other-Notary - STARTED 01/21/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 4/25/2017 - Kaiser Permenente - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 1/26/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 8. 12/27/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - life insurance agent. - Start Date - 12/05/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-03-26
• S63 Uniform Securities Agent State Law Examination
  2002-11-19