Iain Alexander Whyte

Employer firm

Pasadena Private Wealth, LLC CRD 295178

$1.62B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 09/2009 → 05/2018
  Bank Of America, Na
  Pasadena, CA
• 05/2018 → 12/2018
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2018 → Present
  Pasadena Private Wealth
  Pasadena, CA
• 01/2019 → Present
  Gt Securities, Inc.
  Los Angeles, CA
• 07/2018 → Present
  Pasadena Private Finance, Llc
  Pasadena, CA

Previous Registrations

• 2003-01-06 → 2018-05-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA
  Altadena, CA

Other Businesses

Principal of Pasadena Private Solar Production, LLC, an alternative energy business located at 2020 New York Drive, Altadena, CA. Responsible for approving new projects. Devotes approximately 10 hours per month to this activity, with no hours during securities trading hours. Activity commences August 30, 2024. Non-investment related activity. Chairman of Pasadena Private Wealth, LLC, an RIA located at 2 N. Lake Avenue, Suite 520, Pasadena, CA, 91101. Responsible for activities related to the registered investment adviser. Devotes approximately 40 hours per month to this activity, all during securities trading hours. Activity commenced May 1, 2018. Investment related activity. Chairman of Pasadena Private Lending, LLC, a private loans real estate business located at 2 N. Lake Avenue, Suite 520, Pasadena, CA, 91101. Responsible for private loans real estate activities. Devotes approximately 40 hours per month to this activity, all during securities trading hours. Activity commenced May 1, 2018. Investment related activity. Chairman of Pasadena Private Financial Group, LLC, a diversified business and investment services firm located at 2 N. Lake Avenue, Suite 520, Pasadena, CA, 91101, including Pasadena Private Real Estate, LLC, Pasadena Private Equity, LLC, and Pasadena Private Strategic Advisors, LLC. Responsible for diversified business and investment services. Devotes approximately 120 hours per month to this activity, all during securities trading hours. Activity commenced May 1, 2018. Investment related activity.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-30

Other Names

• Iain A Whyte