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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-18
OH RA APPROVED 2004-10-18
  • TX RA
    APPROVED_RES
    Since 2010-02-18
  • OH RA
    APPROVED
    Since 2004-10-18

Branch Locations

571 S 3Rd St, Columbus, OH 43215 • United States

168 W Main St, Lancaster, OH 43130 • United States

Baltimore, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gahanna OH 04/2000 03/2020
Ameriprise Financial Services, Llc Gahanna OH 03/2020 Present
Other Businesses

Business Ownership; TRLT Ventures LLC; Co-owner; Manage Ameriprise Business; 8008 N High St, , Columbus, OH, 43235; Investment-Related; 11/07/2024; 60 hours per month; 40 to 59 during trading hours. Outside Employment; TRLT Ventures LLC; Co-owner; Manage advisory business; 8008 N High St, , Columbus, OH, 43235; Investment-Related; 11/07/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-16
  • S66 Uniform Combined State Law Examination
    2004-10-16
Other Names
  • Andrew Brate
  • Andrew Morris Brate

View on SEC IAPD

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