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Jason Alan Lail

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hickory, NC

Granite Falls, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-26
NC RA APPROVED 2009-08-21
  • TX RA
    APPROVED_RES
    Since 2009-08-26
  • NC RA
    APPROVED
    Since 2009-08-21

Branch Locations

205 2Nd St Nw, Hickory, NC 28601 • United States

Granite Falls, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-Salem NC 08/2009 Present
Bank Of America, N.A. Winston-Salem NC 11/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-19
S63 Uniform Securities Agent State Law Examination 2000-01-06
  • S65 Uniform Investment Adviser Law Examination
    2004-10-19
  • S63 Uniform Securities Agent State Law Examination
    2000-01-06

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
SOLLINDA CAPITAL MANAGEMENT LLC · Hickory, NC
CETERA INVESTMENT ADVISERS LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
RBC CAPITAL MARKETS, LLC · HICKORY, NC
BENJAMIN F. EDWARDS & COMPANY, INC. · Hickory, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC

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