Kurt Gary Underhill

Current Employers

First Financial Group

1100 Logger Ct #B101, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2012-07-10

NC RA
APPROVED

Since 2012-07-10

Branch Locations

1100 Logger Ct #B101, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mood Food Records	Cary	NC	11/1994	Present
First Financial Group	Raleigh	NC	07/2012	Present

11/1994 → Present

Mood Food Records

Cary, NC
07/2012 → Present

First Financial Group

Raleigh, NC

Previous Registrations

2004-01-01 → 2012-07-09

Cetera Advisors Llc

Raleigh, NC

Raleigh, NC
2003-05-06 → 2004-01-01

Ifg Advisory Services Inc

Raleigh, NC
2003-04-03 → 2003-05-06

Waddell & Reed

Raleigh, NC

Other Businesses

1.SPECTRE LLC,320 RANSON ST, FIQUAY VARNA, NC 27526 ,COMMERICAL REAL ESTATE,PARTNER,11/1997,5 HRS/MONTH, MANAGEMENT OF PROPERTY, FINANCE, ACCOUNTING. 2.MOODFOOD RECORDS INC, 413 SETTLECROFT LN HOUY SPRINGS, NC 27500, RECORD LABEL, OWNER,.5HR/MO.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-01

S66 Uniform Combined State Law Examination

2003-04-01

View on SEC IAPD

Current Employers

First Financial Group

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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