Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 09/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Plano | TX | 06/2023 | Present |
| Ameriprise Financial Services, Llc | Plano | TX | 03/2020 | Present |
Outside Employment; Ark & Compass LLC; Registered Staff; Manage advisory business; 7160 Dallas Parkway, Suite 125, Plano, TX, 75024; Investment-Related; 06/05/2023; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-14 |
Reach out to this advisor