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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-04-09 |
| TX | RA | APPROVED | 2021-04-09 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
148 River Street Ste 120 [Satellite], Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clemson | SC | 08/2009 | 04/2021 |
| Bank Of America, Na | Clemson | SC | 12/2009 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | SC | 04/2021 | Present |
FEBREES BROTHERS, LLC; NOT INVESTMENT RELATED; GREENVILLE,SC; 40% OWNERSHIP; START 1/1/2015; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTIES. NANCY LIFE LLC, INV RELATED, GREENVILLE, SC, 100% OWNERSHIP, START 11/19/2021, 160 HOURS PER MONTH, 90 HOURS DURING TRADING, FINET PRACTICE.; HUDSON BJC, LLC, INV RELATED, GREENVILLE, SC, 34% OWNERSHIP, START 1/1/2020, 1 HR/MONTH, COMMERCIAL BUILDING. LL COOL C LLC, INV RELATED, GREENVILLE, SC, 20% OWNERSHIP, START 12/14/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS VACANT COMMERCIAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-10 |
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