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Inactive

Harvey M. Strauss

Raymond James & Associates, Inc.

Greenville, DE

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 1999-11-23
  • DE RA
    APPROVED
    Since 1999-11-23

Branch Locations

20 Montchanin Road Suite 280, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville DE 11/1999 Present
Harvey M. Strauss Pa - Assoc. Wilmington AL 09/1981 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-12

View on SEC IAPD

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SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE
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LPL FINANCIAL LLC · WILMINGTON, DE
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COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE
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