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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2010 | 05/2019 |
| Raymond James Financial Services, Inc | Lubbock | TX | 05/2019 | Present |
| Raymond James Financial Advisors | Lubbock | TX | 05/2019 | Present |
| Prosperity Bank | Lubbock | TX | 05/2019 | Present |
(1)Name of Business: Prosperity Private Investments Address: 1401 Avenue Q, Lubbock, TX, 79401-3819, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 06/30/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-28 |
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