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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
3204 N. Academy Blvd Ste 310, Colorado Springs, CO 80917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Colorado Huskers | Colorado Springs | CO | 06/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, LONG-TERM CARE AND OTHER -TRANSAMERICA LIFE; 2. NAME OF OTHER BUSINESS: MILLENIUM FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/29/2012 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. COLORADO HUSKERS, INC, INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, S CORP, STARTED 06/2013, OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR EXPENSE MANAGEMENT 4. NAME OF OTHER BUSINESS: HABITAT FOR HUMANITY; INVESTMENT RELATED: NO; ADDRESS: 2802 N PROSPECT ST COLORADO SPRINGS, CO 80907; NATURE OF BUSINESS: NON PROFIT; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FINANCE AND GOVERNANCE COMMITTIES, OVERSIGHT, REVIEW ACCOUNT MONTHLY; 5. NAME OF OTHER BUSINESS: PIKES PEAK HABITAT FOR HUMANITY; INVESTMENT RELATED: NO; ADDRESS: 3730 SINTON RD #100, COLORADO SPRINGS, CO 80907; NATURE OF BUSINESS: BOARD; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE FINANCIAL REPORTS FOR THE EXECUTIVE BOARD OF PIKES PEAK HABITAT FOR HUMANITY AND ASSIST STAFF WITH PREPARATION OF FINANCIAL RECORDS, AS NEEDED. COORDINATE RESOURCES NEEDED TO PRODUCE LOW INCOME HOUSING IN COLORADO SPRINGS; 6. NAME OF OTHER BUSINESS: ANGLICAN DIOCESE OF SAINT ANDREW; INVESTMENT RELATED: NO; ADDRESS: 217 E PIKES PEAK AVE COLORADO SPRINGS, CO 80903; NATURE OF BUSINESS: NONPROFIT; START DATE: 09/2026; POSITION/TITLE/RELATIONSHIP: TREASURER / FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST BISHOP WITH ESTABLISHING PROCEDURES, SYSTEMS FOR DIOCESE, BANKING SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-21 |
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