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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • CO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

3204 N. Academy Blvd Ste 310, Colorado Springs, CO 80917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Colorado Huskers Colorado Springs CO 06/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2013 → Present
    Colorado Huskers
    Colorado Springs, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-04-10 → 2012-11-06
    New England Securities
    Colorado Springs, CO
    Colorado Springs, CO
  • 2003-01-30 → 2004-07-13
    Colorado Springs, CO
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, LONG-TERM CARE AND OTHER -TRANSAMERICA LIFE; 2. NAME OF OTHER BUSINESS: MILLENIUM FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/29/2012 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. COLORADO HUSKERS, INC, INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, S CORP, STARTED 06/2013, OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR EXPENSE MANAGEMENT 4. NAME OF OTHER BUSINESS: HABITAT FOR HUMANITY; INVESTMENT RELATED: NO; ADDRESS: 2802 N PROSPECT ST COLORADO SPRINGS, CO 80907; NATURE OF BUSINESS: NON PROFIT; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FINANCE AND GOVERNANCE COMMITTIES, OVERSIGHT, REVIEW ACCOUNT MONTHLY; 5. NAME OF OTHER BUSINESS: PIKES PEAK HABITAT FOR HUMANITY; INVESTMENT RELATED: NO; ADDRESS: 3730 SINTON RD #100, COLORADO SPRINGS, CO 80907; NATURE OF BUSINESS: BOARD; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE FINANCIAL REPORTS FOR THE EXECUTIVE BOARD OF PIKES PEAK HABITAT FOR HUMANITY AND ASSIST STAFF WITH PREPARATION OF FINANCIAL RECORDS, AS NEEDED. COORDINATE RESOURCES NEEDED TO PRODUCE LOW INCOME HOUSING IN COLORADO SPRINGS; 6. NAME OF OTHER BUSINESS: ANGLICAN DIOCESE OF SAINT ANDREW; INVESTMENT RELATED: NO; ADDRESS: 217 E PIKES PEAK AVE COLORADO SPRINGS, CO 80903; NATURE OF BUSINESS: NONPROFIT; START DATE: 09/2026; POSITION/TITLE/RELATIONSHIP: TREASURER / FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST BISHOP WITH ESTABLISHING PROCEDURES, SYSTEMS FOR DIOCESE, BANKING SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-21
  • S66 Uniform Combined State Law Examination
    2003-01-21

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