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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-21 |
| DC | RA | APPROVED | 2026-07-01 |
| MD | RA | APPROVED | 2026-06-30 |
| VA | RA | APPROVED | 2026-06-24 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Rockville | MD | 01/2015 | 05/2018 |
| Capital One Advisors, Llc | Rockville | MD | 01/2015 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bethesda | MD | 05/2018 | 03/2020 |
| Bank Of America, N.A. | Bethesda | MD | 05/2018 | 03/2020 |
| Jpmorgan Chase Bank, N.A. | Potomac | MD | 03/2020 | 10/2022 |
| Jp Morgan Securities, Llc | Potomac | MD | 03/2020 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 10/2022 | 05/2025 |
| Td Bank N.A. | Vienna | VA | 06/2026 | Present |
| Td Private Client Wealth Llc | Vienna | VA | 06/2026 | Present |
| Allura Capital | Washington | DC | 05/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-12 |
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