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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-21
DC RA APPROVED 2026-07-01
MD RA APPROVED 2026-06-30
VA RA APPROVED 2026-06-24
  • OH RA
    APPROVED
    Since 2026-08-21
  • DC RA
    APPROVED
    Since 2026-07-01
  • MD RA
    APPROVED
    Since 2026-06-30
  • VA RA
    APPROVED
    Since 2026-06-24

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Rockville MD 01/2015 05/2018
Capital One Advisors, Llc Rockville MD 01/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 05/2018 03/2020
Bank Of America, N.A. Bethesda MD 05/2018 03/2020
Jpmorgan Chase Bank, N.A. Potomac MD 03/2020 10/2022
Jp Morgan Securities, Llc Potomac MD 03/2020 10/2022
Wells Fargo Clearing Services, Llc Bethesda MD 10/2022 05/2025
Td Bank N.A. Vienna VA 06/2026 Present
Td Private Client Wealth Llc Vienna VA 06/2026 Present
Allura Capital Washington DC 05/2025 06/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-12
  • S66 Uniform Combined State Law Examination
    2003-05-12
Other Names
  • Catherine Aglipay
  • Catherine Aglipay

View on SEC IAPD

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