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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-13
WI RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2022-05-13
  • WI RA
    APPROVED
    Since 2020-11-12

Branch Locations

675 N Barker Rd Ste 110, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Financial Advisors Wauwatosa WI 01/2004 Present
First Allied Securities, Inc. Wauwatosa WI 05/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 10/2013 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Brookfield WI 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 01/2004 → Present
    Prime Financial Advisors
    Wauwatosa, WI
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Wauwatosa, WI
  • 10/2013 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Brookfield, WI
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-10-08 → 2020-11-12
    First Allied Advisory Services, Inc.
    Brookfield, WI
Other Businesses

1.) AMANDA KRZYZANIAK; INSURANCE; START DATE: 3/7/2008 2.) PRIME FINANCIAL SERVICES; "DOING BUSINESS AS" (DBA); START DATE: 10/28/2008 3.) PRIME FINANCIAL SERVICES; EMPLOYEE; NON-CPA ACCOUNTING AND TAX PREPARATION; START DATE 01/15/2014; 160 HOURS PER MONTH. 4.) PRIME M&A REAL ESTATE; PARTNER; REAL ESTATE; START DATE: 05/08/2020; 4 HOURS PER MONTH. 5.) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-08-06
  • S63 Uniform Securities Agent State Law Examination
    2003-08-06
Designations
Other Names
  • Amanda Lee Krzyzaniak
  • Amanda Lee Krzyzaniak

View on SEC IAPD

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