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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-13 |
| WI | RA | APPROVED | 2020-11-12 |
Branch Locations
675 N Barker Rd Ste 110, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Financial Advisors | Wauwatosa | WI | 01/2004 | Present |
| First Allied Securities, Inc. | Wauwatosa | WI | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 10/2013 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Brookfield | WI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) AMANDA KRZYZANIAK; INSURANCE; START DATE: 3/7/2008 2.) PRIME FINANCIAL SERVICES; "DOING BUSINESS AS" (DBA); START DATE: 10/28/2008 3.) PRIME FINANCIAL SERVICES; EMPLOYEE; NON-CPA ACCOUNTING AND TAX PREPARATION; START DATE 01/15/2014; 160 HOURS PER MONTH. 4.) PRIME M&A REAL ESTATE; PARTNER; REAL ESTATE; START DATE: 05/08/2020; 4 HOURS PER MONTH. 5.) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-06 |
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