Jonathan Daniel Waterman

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-10
NC	RA	APPROVED	2004-03-12

TX RA
APPROVED_RES

Since 2023-04-10
NC RA
APPROVED

Since 2004-03-12

Branch Locations

Rolesville, NC • United States

5104 Bur Oak Circle, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2002	06/2020
Equitable Advisors, Llc	New York	NY	08/2002	Present

08/2002 → 06/2020

Axa Advisors, Llc

New York, NY
08/2002 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Various Insurance Companies; DBA: Legacy Wealth Strategies; J. Waterman EOR for Emma Waterman (owner); Guardianship of Person (Daughter); Healthcare POA for Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-29

S66 Uniform Combined State Law Examination

2002-10-29

Other Names

Jon D Waterman
Jon Waterman

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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